Publication - Statistics

Reconviction Rates in Scotland: 2018-19 Offender Cohort

Analyses of trends in reconviction statistics up to the latest cohort of 2018-19.

Reconviction Rates in Scotland: 2018-19 Offender Cohort
Annex B: Sources of information, data quality and confidentiality, and revisions

Annex B: Sources of information, data quality and confidentiality, and revisions

Sources of information

B1 Information presented in this bulletin is based on data held in the Scottish Offenders Index (SOI), which is derived from the data used in the Criminal Proceedings in Scotland statistical bulletin. The Criminal Proceedings data is in turn derived from information held on the Criminal History System (CHS) which is owned by Police Scotland.

B2 The SOI currently contains a record of criminal proceedings against individuals (excluding companies) in Scottish courts as well as information on non-court disposals. The court convictions and non-court disposals are held in separate datasets by the Scottish Government and so are independent of each other.

B3 The data in the SOI on court convictions currently covers all convictions where a sentence was imposed since the beginning of 1989, and the main offence involved was either a crime in Groups 1-5 or some of the offences in Group 6, in the Scottish Government's classification of crimes (see Annex D of the Criminal Proceedings Bulletin for further information about these classification groups). Minor offences (such as drunkenness, and almost all motor vehicle offences) are not included in the SOI.

B4 The distinction between crimes and offences is made only for statistical reporting purposes. Although the violations allocated under "crimes" tend to be more serious, there are some "offences" that have more severe punishments associated with them. Groups 1-5 of the Scottish Government's classification cover non-sexual crimes of violence, sexual crimes, crimes of dishonesty, fire-raising, vandalism etc. and other crimes. The offences in Group 6 which are included in the court conviction SOI are: common assault, breach of the peace, threatening or abusive behaviour, offence of stalking, offensive behaviour at football and threatening communications (under the Offensive Behaviour at Football and Threatening Communication Scotland Act 2012), racially aggravated harassment or conduct, miscellaneous firearms offences, and social security offences. See Annex Table A2 for a more detailed list of the types of crimes in the SOI.

B5 The data in the SOI on non-court disposals covers all crimes and offences, including motor offences, where a non-court disposal was given, back to 2008.

B6 Each record on the SOI database includes information on the sex and date of birth of the offender, the dates of conviction and sentence, the main crime or offence involved and details of the sentence imposed. Information is also available on any crimes which were additional to the main crime. Each offender has a unique reference number, which allows individual convictions for that offender to be linked together. The SOI does not include the name and address of an offender, except the first half of an offender's postcode. A privacy notice is available on the Scottish Government's website.

B7 All but the most serious offences alleged to have been committed by children under the age of 16 are generally dealt with outside of the courts in the children's hearings system, or by Early and Effective Interventions or other non-court disposals. The SOI does not hold data taken from the children's hearings system.

B8 The SOI currently contains data on 601,100 offenders and 2,280,200 convictions since SOI records began in 1989. Eighty-five percent of the offenders are male and 15 percent are female.

Data quality

B9 The figures in the bulletin have been derived from administrative IT systems which, as with any large scale recording system, are subject to possible errors with data entry and processing. During the production of this bulletin we have put in place processes to ensure that the data are fit for purpose for this publication, which are listed below.

B10 Data standards are adhered to by organisations inputting data to the CHS in terms of the definitions of data items and their corresponding values. These standards are agreed under the Justice Digital Strategy and ensure there is consistency across the justice organisations in the information they collect. Further information on the data standards can be found in the Integration of Scottish Criminal Justice Information Systems (ISCJIS) data sharing manual.

B11 The following protocols also ensure consistency in the data collected:

  • The Scottish Courts and Tribunals Service (SCTS) protocol for the handling of errors that may occur in the transmission of data between justice partners' databases;
  • The protocol for the investigation/resolution of disputed data between Police Scotland and the Crown Office and Procurator Fiscal Service (COPFS);
  • The protocol for sharing electronic information between justice partners.

B12 The Scottish Government has representation on a data quality group and is kept informed of any data quality issues relating to the CHS. This group meets around three times a year and also has representation from Police Scotland, COPFS, the Scottish Prison Service, and SCTS.

B13 The analyses in this bulletin are based on the data published in the Criminal Proceedings in Scotland statistical bulletin. The quality assurance for the Criminal Proceedings data are described in the section on Data quality: Data validation during production of the statistical bulletin in Annex B of the bulletin. In summary, the validation processes include automated and manual checks on the data. Any unusual or missing values are referred back to either Police Scotland, the SCTS, or COPFS. The figures are also checked against case processing information published by COPFS and management information provided by SCTS to ensure that the court volumes are consistent. Police Scotland, SCTS, COPFS and policy experts within the Scottish Government are also consulted to give insight on an operational level and provide insight into why any significant changes may have occurred. The figures are also checked by Scottish Government statisticians, who have not been involved in the production process, and they may highlight any issues that may have gone unnoticed.

B14 During the production of this bulletin, the data undergoes processing to calculate the frequency and prevalence of reconvictions. The numbers are manually checked to determine whether there are any unusual values. If so, then the calculations are rechecked. Like the Criminal Proceedings in Scotland publication, the figures in this bulletin have undergone a further round of checks by Scottish Government statisticians, and policy experts within the Scottish Government are again consulted to provide insight and context to any significant changes in the figures.

Postcode data quality

B15 From the 2015-16 cohort publication onwards, we have published reconviction rates for local authorities based on offenders' home postcode (Table 13) alongside the reconviction rates for local authorities based on court location (Table 12).

B16 Previously we could only calculate reconviction rates for local authorities based on the court location of where offenders were convicted, as this was the only geographical information that we had. This approach has limitations, because some court areas cover multiple local authorities and offenders may be convicted for crimes committed in different areas to where they live. In particular, these figures are not fully suitable for local authority community justice partners, who need reconviction figures for local offenders for planning schemes to reduce reoffending, or estimating the number of offenders that social workers need to supervise in their area, for example.

B17 We started receiving data from Police Scotland on the first half of an offender's postcode in 2014, and coverage was high enough from 2015-16 onwards to start using the data. With the first half of an offender's postcode we can match offenders to their home local authority and calculate reconviction rates based on offenders' home local authority.

B18 We are classifying the reconviction rates for local authorities based on the postcode data as Experimental Statistics: Data being developed, as the data are of insufficient quality to be labelled as National Statistics as the rest of the data in this publication are. We did not have postcodes for a fifth of offenders (21%) with an index conviction in 2018-19, and we are unsure of how this may affect the reconviction rates.

B19 Postcodes may be missing because offenders have no fixed abode, or because of recording issues. We are also less likely to have the postcode of offenders released from a custodial sentence, as we would have received their conviction data before we started collecting the postcode. The missing category also includes a small number where postcodes were supplied, but they were not valid postcodes. We are working with Police Scotland to improve the coverage, and as accuracy improves, we will remove the experimental label.

B20 Annex Table B1 shows the percentage of offenders with missing postcodes in each local authority group based on location of the court they were convicted in. It also shows the percentage of offenders living in each local authority that make up the local authority group. This shows that there are significant percentages of offenders who are convicted in a court that covers a different local authority to where they live.

Table B1: Postcode coverage for each local authority group
Local authority group based on court location1 Offender's local authority2 Number % of LA group
Aberdeen City and Aberdeenshire Aberdeen City 1,507 55%
Aberdeenshire 886 32%
other LA 236 9%
Missing 99 4%
Angus Angus 373 74%
other LA 70 14%
Missing 59 12%
Argyll & Bute Argyll & Bute 177 61%
other LA 59 20%
Missing 53 18%
Ayrshire, East, North and South East Ayrshire 574 21%
North Ayrshire 474 17%
South Ayrshire 358 13%
other LA 217 8%
Missing 1,105 41%
Clackmannanshire Clackmannanshire 249 76%
other LA 42 13%
Missing 37 11%
Dumfries & Galloway Dumfries & Galloway 819 78%
other LA 182 17%
Missing 51 5%
Dunbartonshire, East and West East Dunbartonshire 27 3%
West Dunbartonshire 419 50%
other LA 198 24%
Missing 196 23%
Dundee City Dundee City 894 64%
Fife 154 11%
other LA 156 11%
Missing 202 14%
Edinburgh, East Lothian, and Midlothian East Lothian 324 9%
Edinburgh, City of 1,695 48%
Midlothian 345 10%
other LA 382 11%
Missing 777 22%
Falkirk Falkirk 712 69%
other LA 180 18%
Missing 135 13%
Fife Fife 1,473 79%
other LA 104 6%
Missing 298 16%
Glasgow City Glasgow City 3,208 51%
East Dunbartonshire 174 3%
North Lanarkshire 158 3%
South Lanarkshire 400 6%
other LA 646 10%
Missing 1,713 27%
Highland Highland 950 75%
other LA 152 12%
Missing 168 13%
Inverclyde Inverclyde 227 47%
Argyll & Bute 25 5%
other LA 49 10%
Missing 181 38%
Lanarkshire, North and South North Lanarkshire 1,318 36%
South Lanarkshire 977 27%
other LA 408 11%
Missing 912 25%
Moray Moray 413 83%
other LA 73 15%
Missing 14 3%
Na h-Eileanan Siar Na h-Eileanan Siar 67 76%
other LA 11 13%
Missing 10 11%
Orkney Islands Orkney Islands 66 78%
other LA 13 15%
Missing 6 7%
Perth & Kinross Perth & Kinross 447 69%
other LA 159 24%
Missing 44 7%
Renfrewshire and East Renfrewshire East Renfrewshire 108 9%
Renfrewshire 481 42%
other LA 201 18%
Missing 357 31%
Scottish Borders Scottish Borders 376 78%
other LA 55 11%
Missing 52 11%
Shetland Islands Shetland Islands 73 74%
other LA 19 19%
Missing 7 7%
Stirling Stirling 249 55%
other LA 145 32%
Missing 55 12%
West Lothian West Lothian 657 71%
other LA 132 14%
Missing 133 14%
High Court Postcode present 334 64%
Missing 190 36%
Unknown Missing 1 100%

1. Local authority group is based on the court location of where an offender was convicted.

2. The offender's local authority is based on their postcode. Only authorities in the local authority group are shown. Those that live in other local authorities are grouped under "other LA". Missing is the percentage of offenders convicted in the local authority with a missing postcode.

Domestic abuse data quality

B21 A new statutory domestic abuse aggravation was created by the Abusive Behaviour and Sexual Harm (Scotland) Act 2016 and came into effect on the 24th April 2017 for crimes that took place on or after this date. The statutory domestic abuse aggravation is libelled on individual charges and, if proven in court, will be taken into account during sentencing. As this needs to recorded as part of the court record, the data should be high quality. Any unusual records are queried with SCTS or COPFS during production of the Criminal Proceedings Bulletin.

B22 The domestic abuse identifier is used for operational, rather than statutory purposes. Therefore, it is less clear how the data should be interpreted as the use of the identifier is less defined, and the quality of the data may vary.

B23 A new standalone crime of domestic abuse was created by the Domestic Abuse (Scotland) Act 2018. This crime covers a course of behaviour which is abusive of a person's partner or ex-partner. This crime was introduced on 1st April 2019 so they are not included here as index convictions, but some could be counted as reconvictions. Note that the statutory domestic abuse aggravation is not applied to the standalone domestic abuse crime.

B24 The Domestic Abuse (Scotland) Act 2018 also introduced a statutory aggravation of domestic abuse involving a child, which may be applied to the domestic abuse crime. We will publish reconvictions for the domestic abuse crime and statutory aggravation involving a child in future versions of this bulletin.

Data confidentiality

B25 We have completed a data protection impact assessment to assess and mitigate any privacy issues with the collection, use, and publication of reconviction data.

B26 A privacy notice is available on the Scottish Government's website covering the data used in this publication.

B27 The Scottish Government are legally able to collect the data for this publication as Section 84(1 & 2) of the Police and Fire Reform (Scotland) Act 2012 states that the "Scottish Police Authority must provide Scottish Ministers with reports, statistics or other information relating to the Police Service or functions, and the state of crime".

B28 Court proceedings are held in public and may be reported on by the media, unless the court orders otherwise, for example where children are involved. While our aim is for the statistics in this bulletin to be sufficiently detailed to allow a high level of practical utility, care has been taken to ensure that it is not possible to identify an individual and obtain any private information relating to them.

B29 We have assessed the risk of individuals being identified in the tables in this bulletin and established that no private information can be identified. Where demographic information is provided this is done in wider categories.

B30 Some of the additional data tables we provide alongside this publication have local authority information related to the offender. In the local authority tables, either demographic information is provided or offence-level information is provided, but not a combination of both. The local authority is based on the court of the conviction.

B31 To maintain the security and confidentiality of the data received from the data suppliers, only a small number of Scottish Government statisticians and statistical support officers have access to the datasets outlined in the various stages of processing outlined above. The only personal details received by the Scottish Government in the data extract are those which are essential for the analyses in this bulletin and do not include the names of offenders.

Revisions

B32 The CHS is not designed for statistical purposes. It is dependent on receiving timely information from the SCTS, COPFS, and the police. It should also be noted that some types of outcome are removed from the system after a prescribed length of time. A pending case on the CHS is updated in a timely manner, but there are occasions when a slight delay may happen. Recording delays of this sort generally affect high court disposals relatively more than those for other types of court. The figures provided in this bulletin reflect the details of court proceedings recorded on the CHS and supplied to the Scottish Government by the end of August 2020. This is to allow later reconvictions in 2019-20 to be captured on the CHS.

B33 The CHS is regularly updated, so subsequent analyses will result in revised figures (shown in Annex Table B2) as late records are added. The first revision of the reconviction rate in the following year's bulletin was typically around 0.4 percentage points higher than the initially published figures. This has improved recently and the revised figure for last year was 0.1 percentage points higher. The first revision of the average number of reconvictions per offender is typically 0.01 to 0.02 higher than the initially published figure.

B34 Prior to the 2016-17 cohort bulletin, High Court convictions were included in the local authority group where High Courts were located. As the appearance of offenders at a particular High Court does not necessarily have any reflection on the local authority they were from, or where the offences were committed, they have been removed from the local authority groups. Removing these slightly elevated the reconviction rates by less than 1 percentage point for the local authority groups where the High Court permanently sits, which are: Aberdeen City and Aberdeenshire, Edinburgh and Midlothian, and Glasgow City; as offenders convicted for more serious offences typically have low reconviction rates. It had little effect on rates for the local authority groups where the High Court periodically sits, which are: Dunbartonshire, East and West; Lanarkshire, North and South; Renfrewshire and East Renfrewshire; Stirling; and West Lothian. The additional tables published alongside this publication present revised reconviction rates for previous cohorts of local authority groups for cohorts prior to 2016-17

Annex Table B2: Revisions to reconviction rates
Cohort Initial
published figures
1st revision of
published figures
2nd revision of
published figures
3rd revision of
published figures
Reconv. rate Av. no. of reconvs. per offender Reconv. rate Av. no. of reconvs. per offender Reconv. rate Av. no. of reconvs. per offender Reconv. rate Av. no. of reconvs. per offender
2006-07 32.2 0.59* 32.4 0.60* 32.4 0.60 32.4 0.60
2007-08 30.9 0.56* 31.2 0.57 31.3 0.57 31.2 0.57
2008-09 31.0 0.58 31.5 0.60 31.5 0.60 31.5 0.60
2009-10 30.1 0.54 30.5 0.56 30.6 0.56 30.6 0.56
2010-11 28.4X 0.50†X 30.1X 0.55X 30.1 0.55 30.1 0.55
2011-12 29.2 0.53 29.6 0.54 29.6 0.55 29.6 0.55
2012-13 28.6 0.51 28.9 0.53 28.9 0.53 28.9 0.53
2013-14 28.3 0.51 28.5 0.52 28.5 0.52 28.5 0.52
2014-15 28.2 0.50 28.3 0.50 28.4 0.51 28.4 0.51
2015-16 27.0 0.47 27.2 0.48 27.3 0.48 27.3 0.48
2016-17 27.2 0.48 27.3 0.48 27.4 0.48 - -
2017-18 26.3 0.46 26.4 0.47 - - - -
2018-19 28.3 0.50 - - - - - -

* These figures were not initially published, but it is possible to determine their magnitude retrospectively.

† These figures have been previously reported as the reconviction frequency rate, which was the number of reconvictions per 100 offenders. Therefore these figures are the original figure divided by 100 to get the average number of reconvictions per offender.

X From the 2011-12 bulletin, some new offences that came into effect from 2010 were included in calculations for the reconviction rate and the average number of reconvictions. These offences were not included in calculations in the 2009-10 or 2010-11 cohort bulletins. The increase in the numbers after revision led to a slightly higher increase at the 1st revision for the 2010-11 cohort than it had been in previous and subsequent years.


Contact

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